Navigating Regulatory Language

Foreword ix

Acknowledgements xi

Preface xiii

Introduction 1

PART 1

Using this book, 5

Key and quick guide, 7 

Note of Caution, 8 

Practical Tip, 8

People who might use this book, 9

How people might use this book,13

The 6-4-3 Code,19

Three key concepts: Individual overview and usage,19

Three key concepts: Combined usage, 21

PART 2

Regulatory words, terms, and concepts, 23

A Absolute Liability Offence - to - Authoritative Precedent, 25

B Balance of Probability/ies - to - Burden of Proof, 41

C CAC Regulation - to - Customer/s, 49

D Decision/s - to - Duty Holder/s, 85

E Earned Autonomy/Recognition - to - Extended Regulatory Spectrum, 93

F Fault Element - to - Functional Approach, to regulation, 107

G Gaming Behaviour - to - Guilty Knowledge, 113

H Hampton Principles - to - Harms-based Regulation, 117

I Identification Card - to - Investigator, 121

J Judge Made Law - to - Jurisprudence, 139

K Key Performance Indicators - to - Knowledge, 143

L Law/s - to - Litigation, 145

M Macrory Review - to - Monitoring Warrant, 153

N Name and Shame - to - Nudge/s, 161

O Obligation - to - Outsourced Regulation, 169

P PACTT - to - Public Value, 175

Q Quality Assurance - to - Quasi-Legislation/Regulation, 189

R Ranger - to - Rules, 191

S Sanction - to - Suspension Notices, 257

T Tactical - to - Type of Regulatory Agency, 273

U Ultra Vires - to - Unlawful, 283

V VADE Model - to - Voluntary Compliance, 285

W Warden - to - Written Warning, 291

XY, 297

Z Zealous Witness - to - Zero tolerance, 299

PART 3

The six key regulatory concepts and frameworks, 301

Overview of the six key regulatory concepts and frameworks, 303

Overview of the two groups, 303

Group 1, 305

Extended Regulatory Spectrum, 306

Four Key Regulatory Perspectives, 307

Three Levels of Operational Activity, 308

Group 2, 309

VADE Model, 310

Working Together, 311

Regulatory Language, 312

Concluding Comments, 313

Notes and In-text References, 317

References, 329

Staying in Touch, 339

About the Author, 341