The Securities Regulatory Handbook : 2000-2001 - PricewaterhouseCoopers

The Securities Regulatory Handbook

2000-2001

By: PricewaterhouseCoopers

Paperback | 30 September 2000 | Edition Number 2

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Paperback


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A guide, for financial institutions, to constraints on securities underwriting, brokerage activities, and trading and investments. It provides background and interprets bank securities laws covering underwriting, trading; mutual funds; and derivative products and overseas securities activities.

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